MSRB Amended Rule G-10 Notifications
The Municipal Securities Regulatory Board (MSRB) under Rule G-10 has required us to notify you of the following three items:
- Municipal Capital Markets Group, Inc. (“MCMG”) is registered with the U.S. Securities and Exchange Commission (“SEC”) and the Municipal Securities Rulemaking Board (“MSRB). As such, MCMG is subject to the regulations and rules on municipal securities activities established by the SEC and MSRB.
- The website for the SEC is: sec.org and the MSRB website is: msrb.org
- In addition to having educational material about the municipal securities market, the MSRB website has an investor brochure and an MA client brochure that describe the protections that may be provided by the MSRB rules and how to file a complaint against MCMG or an MCMG representative with the FINRA Investor Complaint Center. These informational brochures are available via the following hyperlinks:
Municipal Securities Investor Brochure • http://www.msrb.org/~/media/Files/Resources/MSRB-Investor-Brochure.ashx?la=en
Municipal Advisory Clients Brochure • http://www.msrb.org/~/media/Files/Resources/MSRB-MA-Clients-Brochure.ashx?la=en