What information is collected? – In compliance with various SEC and FINRA rules and various state and federal statutes and to provide you with appropriate financial services, we are required to collect personal, non-public information on you and your family such as: name, address, social security number, credit references, telephone number, e-mail address, age, investment objectives, investment experience, date of birth, tax bracket, bank accounts, annual income, net worth, value of residence if owned, liquid net worth, affiliations with corporations insurance companies or banks, your employment or occupation, marital status and other personal, no-public information.
How is this information used? - The information is used to allow us to provide appropriate financial services to you. We do not sell your information to any outside party. We do not share your information in joint marketing arrangements with other financial institutions. Historically, we have kept your personal information strictly confidential.
Opt-Out Notice – In the future, if we arrange a joint marketing arrangement with other financial institutions or a non-affiliated third-party, we will notify you in writing and allow you to Opt-Out of the sharing of your personal, non-public financial information. If you decide to Opt-Out, your request must be made in writing, addressed and mailed to Municipal Capital Markets Group, Inc. 5220 Spring Valley Rd, Suite 522, Dallas , TX 75254.